Free CISI UAE-Financial-Rules-and-Regulations Practice Test & Real Exam Questions
The contract size for trading in Silver Futures on the Dubai Gold & Commodities Exchange is 1,000 troy ounces of refined silver, plus or minus what prescribed margin?
Correct Answer: D
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The Authority will only grant a licence to operate a crypto fundraising platform in the UAE if the applicant is a legal person in the form of:
Correct Answer: D
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Where an applicant for a financial activities licence uses a cloud-based server, they must set out provisions to ensure the outsourced party can operate with zero data loss for what stated period?
Correct Answer: D
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Where a private equity fund is to be incorporated, the incorporation agreement must include a statement indicating:
Correct Answer: B
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DFM brokerage firms are required to ensure that employees have appropriate professional experience if they:
Correct Answer: D
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Why might employees in one part of a regulated business be permitted to withhold information from employees in another part of the business?
Correct Answer: C
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