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  • Language of Exam: English
  • Validity: 1 year
  • Format: Multiple choice
  • Duration of Exam: 60 minutes
  • Questions: 40
  • Passing percentage: 75%

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ACI 3I0-003 Exam Syllabus Topics:

SectionWeightObjectives
Deal Capture and Confirmations15%- Confirmation mechanisms and standards
- Trade processing and validation
- Amendments, cancellations and novations
Treasury Systems and Data Management5%- Standard Settlement Instructions (SSI)
- Static/reference data management
- Communication and processing systems
Reconciliations and Investigations15%- Exception investigation and resolution
- Settlement discrepancies and claims
- Account reconciliation processes
Settlement, Netting and Clearing20%- Correspondent banking, Nostro and Vostro accounts
- Netting mechanisms (bilateral/multilateral)
- Continuous Linked Settlement (CLS)
- Delivery versus Payment (DvP)
- Domestic and international payment systems
Risk Management, Controls and Documentation10%- Compliance and industry best practices
- Business continuity planning
- Internal controls and segregation of duties
- Settlement and operational risk
Financial Instruments and Settlement Processes20%- Money market instruments
- Short-term bonds and notes
- Foreign exchange instruments
- Derivatives and associated settlement
Financial Markets and Treasury Operations15%- Front, middle and back office functions
- Front-to-end transaction lifecycle
- Roles of market participants
- Overview of financial markets

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